Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hauenstein is an investment advisor representative at Cambridge Investment Research Advisors, Inc. William has been in the financial industry since January 4, 1989. William has worked with multiple firms throughout his career, including Crown Capital Securities, L.P., Royal Alliance Associates, Inc., Prudential Securities Incorporated, Investment Centers of America, Inc., Delta Equity Services Corporation, Emmett A Larkin Company, Inc., Financial Network Investment Corporation, American Express Financial Advisors Inc., IDS Life Insurance Company, and PFS Investments Inc. William is registered with the state of Texas and holds the following licenses and registrations: Series 4, Series 6, Series 7, Series 24, Series 63, Series 65, and SIE. William specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and pension plans. William is also an independent insurance agent and owns Competitive Edge Wealth Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
11/27/2023 - Present
Cambridge Investment Research Advisors, Inc. (Kerrville TX)
TX
03/01/2013 - 12/14/2023
CROWN CAPITAL SECURITIES, L.P. (KERRVILLE TX)
NM
10/22/1996 - 03/07/2013
ROYAL ALLIANCE ASSOCIATES, INC. (ALBUQUERQUE NM)
NY
07/25/1995 - 10/23/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
WI
11/29/1994 - 07/21/1995
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
MA
06/27/1994 - 12/06/1994
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
CA
05/23/1994 - 06/14/1994
EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)
CA
02/15/1994 - 05/23/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
02/17/1993 - 02/24/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/17/1993 - 02/24/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
12/21/1988 - 02/23/1993
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 10/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2005
Series 4 - Registered Options Principal Examination
BC
Issued 09/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 11/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1994
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Hauenstein is the right advisor for you? Invested Better is here to help.
