Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Eugene Hardin is a financial advisor with over 25 years of experience in the industry. William is currently registered with Wells Fargo Clearing Services, LLC. William has previously been registered with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dean Witter Reynolds Inc. and MML Investors Services, Inc. William specializes in providing financial planning, portfolio management, and investment consulting services for individuals, businesses, and institutional clients. William holds a Series 6, 7, 9, 10, 31, 63, and 65 licenses, as well as SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
07/24/2020 - Present
Wells Fargo Clearing Services, LLC (ROANOKE VA)
VA
03/28/2008 - 08/04/2020
UBS FINANCIAL SERVICES INC. (ROANOKE VA)
TN
03/09/2001 - 04/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHATTANOOGA TN)
NY
11/15/1998 - 03/15/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
07/14/1995 - 03/11/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 02/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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