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William Ernster Embree

Embree Financial Group

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About William Ernster Embree

William Ernster Embree is an investment advisor representative with Embree Financial Group. William has been in the industry since December 1998 and is registered in Illinois and North Carolina. William is licensed to offer investment advice to individuals, corporations, and pension plans.

Firm Information

William Embree is currently registered with Embree Financial Group. Embree Financial Group is a Chicago, IL-based investment advisory firm with approximately $2.28 billion in regulatory assets under management. The firm provides financial planning, pension consulting, publication of periodicals, selection of other advisers, and portfolio management for individuals, businesses, and pension and profit-sharing plans.
Embree Financial Group

440 N WELLS ST

CHICAGO, IL 60654

$2.28B

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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William Embree’s Registration & Firm History

IL

04/26/2024 - Present

Embree Financial Group (CHICAGO IL)

CT

12/18/1998 - 09/28/2017

CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)

NY

01/17/1997 - 12/18/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

NA

11/16/1988 - 03/10/1989

THE STUART-JAMES COMPANY, INCORPORATED

NA

10/19/1988 - 11/05/1988

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

IA

Issued 01/29/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for William Ernster Embree.
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