Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ernest Lee is a financial advisor currently working for Edward Jones in Tulsa, OK. He is a licensed investment advisor representative (IAR) in Oklahoma and Texas. William's background includes previous experience with Raymond James Financial Services, Inc. in Oklahoma City, OK. With over 19 years of experience in the financial industry, he has a solid track record of working with individuals, families, and businesses to achieve their financial goals. William holds Series 7, 63, 66 and SIE licenses, and has demonstrated expertise in areas such as investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OK
12/08/2022 - Present
Edward Jones (TULSA OK)
OK
03/02/2007 - 10/13/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (OKLAHOMA CITY OK)
OK
12/09/2003 - 03/07/2007
EDWARD JONES (OKLAHOMA CITY OK)
BOTH
Issued 11/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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