Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ernest Frisco is a financial advisor at Wealthpenn.comllc, a registered investment advisor. William has been working in the financial services industry since 1982 and has a wide range of experience. William has a Series 7, Series 63, Series 65 and SIE license. William specializes in providing financial planning, pension consulting, portfolio management, and asset allocation advice to individuals, businesses, and investment companies. William is registered in 31 states and Puerto Rico and provides his services to a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and investment clubs. William's firm, Wealthpenn.comllc, manages approximately $10 billion to $50 billion in assets and provides a variety of investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Wealthpenn.comllc (Houston TX)
TX
03/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
06/25/1993 - 04/15/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
MO
09/04/1990 - 06/30/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
04/17/1990 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NY
02/15/1988 - 04/30/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/25/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
03/02/1982 - 08/31/1987
ROTAN MOSLE INC.
IA
Issued 10/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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