Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ernest Clark is a financial professional with over 20 years of experience in the financial services industry. William has a broad range of experience in the financial services industry and has worked with clients across various segments. William currently holds FINRA Series 6, 7, 24, 26 and 66 licenses and has been a registered representative with Thrivent Investment Management Inc. since July 2016. Prior to joining Thrivent, William was employed with WMA Securities, Inc. and PRUCO Securities Corporation. William is based in Ramona, California and is dedicated to providing comprehensive financial advice to clients in the local area. William's focus is on providing financial planning and portfolio management services to individuals and families. William is committed to providing a high level of service to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/11/2016 - Present
Thrivent Investment Management Inc. (Ramona CA)
GA
12/21/1998 - 11/20/2000
WMA SECURITIES, INC. (DULUTH GA)
NJ
08/20/1986 - 02/10/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 07/09/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1994
Series 24 - General Securities Principal Examination
BC
Issued 02/14/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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