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William Ernest

Natixis Securities Americas LLC

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About William Ernest

William Ernest is a financial professional with over 18 years of experience in the industry. William Ernest is currently registered with Natixis Securities Americas LLC in New York, NY. William Ernest holds a Series 7, Series 63, Series 79TO, Series 99TO and SIE licenses. William Ernest has previously been registered with Regions Securities LLC, BNP Paribas Securities Corp., Wells Fargo Securities, LLC, Credit Suisse Securities (USA) LLC, Banc of America Securities LLC and Deutsche Banc Alex. Brown Inc..

Firm Information

William Ernest is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Ernest’s Registration & Firm History

NY

08/10/2022 - Present

Natixis Securities Americas LLC (NEW YORK NY)

GA

09/19/2017 - 04/07/2022

REGIONS SECURITIES LLC (ATLANTA GA)

NY

08/06/2015 - 06/26/2017

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

05/07/2010 - 08/07/2015

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

03/23/2004 - 02/20/2009

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

10/23/2002 - 03/08/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

10/23/2001 - 02/08/2002

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Ernest.
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