Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Erik Swecker is a financial advisor with Principal Advised Services. William has been in the financial services industry for over 1 year. William is registered with the Securities and Exchange Commission as an Investment Advisor Representative and is also registered with the state of North Carolina as an Investment Advisor Representative. William has passed the Series 63, Series 65, and SIE exams. William is a Retirement Consultant for Principal Advised Services and an AVP - Advice, Education & Sales for Principal Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
07/06/2024 - Present
Principal Advised Services (Charlotte NC)
GA
08/23/2022 - 07/28/2023
J.P. MORGAN SECURITIES LLC (ATHENS GA)
IA
Issued 07/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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