Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fitzgerald is a financial advisor based in Stamford, CT. William has been working in the financial services industry since 2005. William is currently registered with Foreside Fund Services, LLC. William has been registered with Foreside Fund Services, LLC since 2015. William has a strong background in financial markets, with experience in a variety of roles. William has held previous roles at Fusion Analytics Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BNY Convergex Execution Solutions LLC, Albert Fried & Company, LLC, Prudential Equity Group, LLC and Fleet Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/07/2015 - Present
Foreside Fund Services, LLC (Stamford CT)
FL
03/04/2014 - 05/07/2015
FUSION ANALYTICS SECURITIES LLC (CORAL SPRINGS FL)
NY
10/26/2007 - 05/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/20/2005 - 05/14/2007
BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
01/03/2005 - 01/18/2005
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
04/19/2000 - 08/06/2004
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
TX
07/26/1999 - 03/24/2000
FLEET SECURITIES, INC. (DALLAS TX)
IA
Issued 07/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2009
Series 3 - National Commodity Futures Examination
BC
Issued 12/05/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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