Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Emerson Stone is a financial advisor with Cetera Investment Advisers LLC. William Emerson Stone has been in the financial services industry since 1987. William Emerson Stone is registered with the state of Texas and has passed the Series 3, 4, 7, 63 and 65 exams. William Emerson Stone has previously worked at Midkiff & Stone Capital Group, Inc., Brokers Transaction Services, Inc., Legg Mason Wood Walker, Incorporated, Smith Barney Shearson Inc. and Lehman Brothers Inc. William Emerson Stone specializes in providing financial advice to individuals, corporations, and charitable organizations. William Emerson Stone provides a variety of services including financial planning, portfolio management, and pension consulting.
BELLAIRE, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (BELLAIRE TX)
TX
06/08/1998 - 11/22/2011
MIDKIFF & STONE CAPITAL GROUP, INC. (BELLAIRE TX)
TX
01/15/1997 - 06/01/1998
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
MD
05/09/1994 - 01/16/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/31/1993 - 05/13/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
11/25/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/8/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/4/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/24/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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