Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Grayson is a financial advisor with RBC Capital Markets, LLC. William has been in the financial industry since 2005. William is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC). William holds a Series 7, Series 31, Series 63, and Series 66 licenses. William's previous employers include Sanford C. Bernstein & Co., LLC, J.P. Morgan Securities Inc., Banc of America Securities LLC, and Montgomery Securities. William provides financial planning, portfolio management, and other investment advisory services to individuals, businesses, and institutions. William's experience includes serving as a board member of the Presidio Trust, Villa Taverna Club, University of Hawaii Foundation, and National Park Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/20/2020 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
05/27/2009 - 07/22/2020
SANFORD C. BERNSTEIN & CO., LLC (SAN FRANCISCO CA)
NY
08/26/1999 - 10/02/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/01/1997 - 07/28/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
02/24/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BOTH
Issued 09/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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