Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Strait is a financial advisor with Wells Fargo Advisors Financial Network, LLC based in Lexington, Kentucky. William has been in the financial industry for over 16 years. William specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and selection of other advisers. He has passed all of the required exams, including the Series 7, 6, 63, 65, and 66, and is registered in multiple states. William has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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KY
02/18/2022 - Present
Wells Fargo Advisors Financial Network, LLC (LEXINGTON KY)
KY
10/20/2014 - 02/18/2022
WELLS FARGO CLEARING SERVICES, LLC (LEXINGTON KY)
KY
06/07/2010 - 10/22/2014
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
KY
04/20/2007 - 06/02/2010
CHASE INVESTMENT SERVICES CORP. (LEXINGTON KY)
IA
Issued 12/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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