Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Eldon Wolcott is a financial professional with over 10 years of experience in the industry. William is currently registered with Goldman Sachs & Co. LLC in West Palm Beach, Florida. William previously held positions at VERITION SECURITIES LLC, GOLDMAN, SACHS & CO. and GOLDMAN SACHS EXECUTION & CLEARING, L.P.. William has a broad range of experience in the financial services industry, including securities trading, investment advisory, and financial planning. William holds several industry licenses, including Series 3, 7, 24, 52, 55, 57TO and the SIE. William is also registered in all 50 states and several territories. William specializes in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
FL
05/20/2015 - Present
Goldman Sachs & Co. LLC (WEST PALM BEACH FL)
CT
02/11/2010 - 05/20/2010
VERITION SECURITIES LLC (GREENWICH CT)
NY
10/27/2008 - 07/01/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/24/2006 - 03/18/2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
BC
Issued 05/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/04/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/15/2008
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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