Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Einar Hudson is a financial advisor registered with Raymond James & Associates, Inc. since May 2024. William has a background in financial services, having been registered with UBS Financial Services Inc. from January 1995 until May 2024. William has been in the industry since September 1985. William holds multiple securities licenses including Series 3, 7, 15, 63 and 65. William currently serves clients in New York, Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/17/2024 - Present
Raymond James & Associates, Inc. (Fairport NY)
MO
01/28/1995 - 05/28/2024
UBS FINANCIAL SERVICES INC. (Clayton MO)
NY
11/30/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 12/10/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
03/10/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/25/1985 - 03/19/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 10/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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