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William Egge

Regions Securities LLC

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About William Egge

William Egge is a financial advisor who has been in the industry since 2005. William is currently registered with Regions Securities LLC in Charlotte, North Carolina. William previously worked at Citizens Capital Markets, Citizens Securities, Inc., SunTrust Robinson Humphrey, Inc., Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., and NationsBanc Montgomery Securities LLC. William is licensed to sell securities in all states of the U.S. William has passed the Series 7, Series 24, Series 63, Series 79, and SIE exams.

Firm Information

William Egge is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Egge’s Registration & Firm History

NC

08/12/2020 - Present

Regions Securities LLC (Charlotte NC)

NC

05/16/2016 - 07/01/2020

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

NC

11/03/2014 - 05/16/2016

CITIZENS SECURITIES, INC. (CHARLOTTE NC)

GA

07/15/2011 - 09/01/2011

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

NC

07/01/2003 - 07/14/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

09/01/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

02/05/1998 - 08/27/1998

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/07/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/14/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Egge.
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