Unclaimed
William Hoppe has been in the financial industry since 1986. William is currently registered with Institutional Cash Distributors, LLC in Nevada. Previously, William was registered with BNY Mellon Capital Markets, LLC, LPL Financial LLC, Invesco Distributors, Inc., Fund Management Company, A I M Distributors, Inc., and CitiCorp Securities Markets, Inc. William has earned Series 3, 7, 63, 66, and 24 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
03/30/2017 - Present
Institutional Cash Distributors, LLC (Reno NV)
NY
03/17/2014 - 03/13/2017
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
TX
07/13/2011 - 02/14/2014
LPL FINANCIAL LLC (HOUSTON TX)
TX
12/07/2007 - 04/26/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
01/02/1990 - 12/07/2007
FUND MANAGEMENT COMPANY (HOUSTON TX)
TX
10/04/1988 - 08/28/1991
A I M DISTRIBUTORS, INC. (HOUSTON TX)
NY
10/22/1985 - 10/01/1988
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
BOTH
Issued 09/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/14/1990
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1985
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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