Unclaimed
William Zorovich is a financial advisor with over 25 years of experience in the industry. William is currently registered with Baron Capital, Inc. William has held previous positions with Van Kampen Funds Inc., Citigroup Global Markets Inc., FAM Distributors, Inc., Salomon Smith Barney Inc., Salomon Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is licensed to provide investment advice in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/25/2009 - Present
Baron Capital, Inc. (NEW YORK NY)
TX
02/03/2005 - 07/16/2009
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
02/04/2003 - 02/25/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/26/2001 - 12/19/2002
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/01/1998 - 05/10/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/13/1996 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
09/08/1995 - 09/03/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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