Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thompson is a financial advisor registered with MML Investors Services, LLC. William has been in the financial industry since 1988. William is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. William is licensed with Series 7, 24, 63, and 65 licenses. William is a financial advisor with experience providing asset allocation programs, financial planning, pension consulting, educational seminars, and selection of other advisors. William is currently employed at the MML Investors Services, LLC branch office located in HUNT VALLEY, MD. William is also registered in the following branch office locations: HUNT VALLEY, MD, Phoenix, MD, and Vero Beach, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MD
09/26/2024 - Present
MML Investors Services, LLC (HUNT VALLEY MD)
NY
02/20/1995 - 05/15/1997
AIG EQUITY SALES CORP. (NEW YORK NY)
NA
03/01/1994 - 03/15/1995
G. R. PHELPS & CO., INC.
NY
06/03/1993 - 02/25/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
11/06/1990 - 06/17/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/06/1990 - 06/17/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
01/24/1989 - 08/28/1989
MESA SECURITIES CORPORATION
NA
01/21/1987 - 01/25/1989
F.D. ROBERTS SECURITIES, INC.
IA
Issued 08/22/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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