Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Thal is a financial advisor with over 25 years of experience in the industry. William holds Series 6, 7, 24, 63 and 65 licenses and the SIE designation. He is a Registered Representative and Investment Advisor Representative with LPL Financial LLC. William has previously worked for Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., and Signet Financial Services, Inc. He currently works in the BEL AIR, MD office of LPL Financial LLC. William Thal provides investment advice to a wide range of clients including individuals, families, businesses, corporations, and institutions. He offers a variety of financial services including financial planning, portfolio management, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/28/2011 - Present
LPL Financial LLC (BEL AIR MD)
MD
10/01/2000 - 01/31/2011
WELLS FARGO ADVISORS, LLC (PARKVILLE MD)
NC
01/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
06/05/1996 - 01/01/1998
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
BC
Issued 03/02/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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