Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Spriggs is an active investment advisor representative with Osaic Wealth, Inc. William has been in the financial services industry since February 9, 1987. William has held previous positions with Securities America, Inc., National Planning Corporation, Royal Alliance Associates, Inc. and Cypress Capital Corporation. William has a wide range of experience in financial planning, portfolio management, and investment advisory services. William is licensed to provide investment advisory services in California, Florida, Maryland, and Oregon. William is a Registered Representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/14/2024 - Present
Osaic Wealth, Inc. (CLEARWATER FL)
FL
11/08/2017 - 06/14/2024
SECURITIES AMERICA, INC. (CLEARWATER FL)
CA
04/02/2009 - 11/07/2017
NATIONAL PLANNING CORPORATION (SAN RAFAEL CA)
CA
01/01/1994 - 04/08/2009
ROYAL ALLIANCE ASSOCIATES, INC. (SAN RAFAEL CA)
NA
02/10/1987 - 01/01/1994
CYPRESS CAPITAL CORPORATION
BOTH
Issued 04/16/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Spriggs is the right advisor for you? Invested Better is here to help.
