Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Smith is a financial advisor at Raymond James Financial Services Advisors, Inc. located in Branford, CT. William is licensed to offer advisory services in 18 states. William has been in the financial services industry since February 4, 2002 and has been registered with Raymond James Financial Services Advisors, Inc. since November 18, 2014. William's previous employers include Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., and Waddell & Reed, Inc. William holds Series 6, 7, 63, and 65 licenses and the SIE exam. William specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
11/18/2014 - Present
Raymond James Financial Services Advisors, Inc. (BRANFORD CT)
CT
01/01/2008 - 11/17/2014
WELLS FARGO ADVISORS, LLC (FARMINGTON CT)
CT
01/12/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FARMINGTON CT)
CT
02/05/2002 - 01/16/2007
WADDELL & REED, INC. (HARTFORD CT)
IA
Issued 02/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Smith is the right advisor for you? Invested Better is here to help.
