Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Sherman is a financial advisor with Eastdil Secured Advisors LLC. William has been in the financial services industry since 2005. William holds Series 7, 63, 79TO, 99TO and SIE licenses. William has been registered with the Financial Industry Regulatory Authority (FINRA) and has held previous registrations with WELLS FARGO SECURITIES, LLC, EDGEROCK BD LLC and CPIBD LLC. William is currently registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/01/2019 - Present
Eastdil Secured Advisors LLC (New York NY)
NY
09/22/2011 - 10/01/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
09/28/2010 - 07/29/2011
EDGEROCK BD LLC (NEW YORK NY)
NY
04/01/2005 - 10/01/2010
CPIBD LLC (NEW YORK NY)
DC
11/17/2009 - 09/30/2010
FTI CAPITAL ADVISORS, LLC (WASHINGTON DC)
BC
Issued 04/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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