Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Shepard is a financial advisor with Nations Financial Group, Inc. based in Cedar Rapids, IA. William has been in the industry since 1983, with experience at several firms including Wells Fargo Investments, LLC, Securities Corporation of Iowa, and Connecticut Mutual Financial Services, Inc. William is registered in 28 states including Iowa, California, Texas, and Florida. William specializes in Financial Planning, Portfolio Management for Individuals and Businesses, and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
02/09/2005 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
CA
04/30/2002 - 04/19/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IA
09/25/1985 - 04/30/2002
SECURITIES CORPORATION OF IOWA (CEDAR RAPIDS IA)
NA
06/14/1984 - 09/21/1984
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
10/03/1983 - 04/09/1984
EQUICO SECURITIES, INC.
NA
10/03/1983 - 04/09/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BOTH
Issued 03/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1985
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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