Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Rumbaugh is a registered representative with Fidelity Brokerage Services LLC, a brokerage firm. William's registration dates back to November 2020. William holds several licenses including Series 7, Series 63, Series 9, and Series 10. William has been in the securities industry since November 2020 and currently is located in the Durham, NC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/13/2020 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 11/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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