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William Edward Rosenbaum

D.a. Davidson & Co.

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About William Edward Rosenbaum

William Edward Rosenbaum is a financial advisor with over 2 years of experience in the financial services industry. William currently works at D.A. Davidson & Co., and has been with the firm since June 2023. Prior to joining D.A. Davidson & Co., William worked at Cantor Fitzgerald & Co. from May 2021 to September 2022. William is a licensed Series 7, Series 99 and Series SIE representative and offers a variety of financial services to individuals, businesses, and institutions. William specializes in financial planning, portfolio management, pension consulting and educational seminars. William is also a registered representative of FINRA.

Firm Information

William Rosenbaum is currently registered with D.a. Davidson & Co.. D.A. Davidson & Co. is a corporation that was formed in May 1935, and has its main office located in GREAT FALLS, Montana. They offer a wide range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and publication of periodicals. They also provide selection of other advisors and manage portfolios for investment companies and pooled investment vehicles. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. Their regulatory assets under management total $36,175,333,459.
D.a. Davidson & Co.

8 THIRD STREET NORTH

GREAT FALLS, MT 59401

$36.18B

Assets Under Management

1,000

Total Clients

1,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Rosenbaum’s Registration & Firm History

MT

06/01/2023 - Present

D.a. Davidson & Co. (BILLINGS MT)

FL

05/01/2021 - 09/23/2022

CANTOR FITZGERALD & CO. (Jacksonville FL)

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Licenses & Designations

BC

Issued 02/13/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/01/2021

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2021

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Edward Rosenbaum.
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