Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Pauley is a financial advisor in Sellersville, Pennsylvania, and has been in the industry since January 17, 2009. William is currently registered with Hartford Funds and has been with them since January 23, 2015. William has held previous positions with WELLS FARGO FUNDS DISTRIBUTOR, LLC, WELLS FARGO ADVISORS, LLC, CHASE INVESTMENT SERVICES CORP. and NEW ENGLAND SECURITIES. William has been licensed to conduct securities business in 52 states and holds the following registrations: Series 6, Series 7, Series 24, Series 63, and Series 66. William's primary office is located at 690 Lee Road, Wayne, Pennsylvania, 19087.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Registrant provides investment advice to states in connection with 529 plans and model recommendations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees related to 529 plans and model recommendations.
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2
PA
01/23/2015 - Present
Hartford Funds (Sellersville PA)
WI
08/10/2012 - 06/28/2013
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
MD
12/22/2011 - 08/13/2012
WELLS FARGO ADVISORS, LLC (POTOMAC MD)
NY
12/17/2008 - 10/03/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
08/01/2008 - 10/06/2008
NEW ENGLAND SECURITIES (EAST SYRACUSE NY)
BOTH
Issued 06/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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