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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Nelson is a financial advisor at Morgan Stanley. William has over 13 years of experience in the financial services industry. Prior to joining Morgan Stanley, William worked at Wells Fargo Clearing Services, LLC, U.S. Bancorp Investments, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is registered with the Securities and Exchange Commission (SEC) and is a licensed broker-dealer in over 50 states. William holds the Series 6, 7, 63, and 66 securities licenses, and is also licensed to sell variable contracts and investment company products. William specializes in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. William is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
11/08/2023 - Present
Morgan Stanley (GILBERT AZ)
AZ
10/08/2020 - 10/27/2023
WELLS FARGO CLEARING SERVICES, LLC (FOUNTAIN HILLS AZ)
AZ
12/18/2017 - 10/21/2020
U.S. BANCORP INVESTMENTS, INC. (TUCSON AZ)
AZ
10/14/2013 - 12/26/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
11/10/2008 - 04/27/2012
CHASE INVESTMENT SERVICES CORP. (TEMPE AZ)
BOTH
Issued 11/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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