Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam McCormack is a financial advisor with over 20 years of experience in the industry. William has a strong background in securities and investments, holding licenses in several states including New York, Pennsylvania and Texas. William has also held positions at prominent firms such as Barclays Capital Inc., J.P. Morgan Securities LLC, and J.P. Morgan Securities Inc., before joining Merrill Lynch, Pierce, Fenner & Smith Inc. in 2015. William holds a Series 65 license for Investment Advisor Representative as well as Series 3, 7, and SIE licenses for Broker-Dealer representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/16/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHILADELPHIA PA)
PA
04/25/2011 - 06/25/2015
BARCLAYS CAPITAL INC. (PHILADELPHIA PA)
PA
10/01/2008 - 04/01/2011
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
PA
07/27/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (PHILADELPHIA PA)
NY
11/15/2002 - 07/21/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 05/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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