Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Marley is a financial advisor with LPL Financial LLC. William has over 27 years of experience in the financial industry and is registered in 23 states, including Texas. William has earned his Series 6, 7, 63, and 65 licenses, as well as the SIE exam. William’s previous employment includes UVEST Financial Services Group, INC., CUNA Brokerage Services, INC., Financial Network Investment Corporation, Frost Brokerage Services, INC., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. William specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/11/2011 - Present
LPL Financial LLC (MCKINNEY TX)
TX
08/03/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (PLANO TX)
TX
08/15/2005 - 08/01/2007
CUNA BROKERAGE SERVICES, INC. (RICHARDSON TX)
CA
01/02/2002 - 08/02/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TX
04/13/2001 - 11/30/2001
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
NY
04/09/1996 - 04/25/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/09/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Marley is the right advisor for you? Invested Better is here to help.
