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William Edward Mahoney

Nylife Securities LLC

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About William Edward Mahoney

William Edward Mahoney is a financial advisor with over 40 years of experience in the industry. William is currently registered with Nylife Securities LLC, a firm headquartered in Springfield, MA. William has also been registered with New York Life Variable Contracts Corporation and NYLIFE SECURITIES INC. William is registered in 23 states and holds several securities licenses, including the Series 7TO, SIE and Series 63 exams.

Firm Information

William Mahoney is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Mahoney’s Registration & Firm History

MA

01/17/2003 - Present

Nylife Securities LLC (SPRINGFIELD MA)

NY

10/23/1982 - 07/18/2002

NYLIFE SECURITIES INC. (NEW YORK NY)

NA

07/27/1971 - 11/27/1979

NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

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Licenses & Designations

BC

Issued 07/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for William Edward Mahoney. Review regulatory record here.
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