Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lepping is a financial advisor with over 30 years of experience in the industry. He has been with Janney Montgomery Scott LLC since August 2017. Previously, he was with Merrill Lynch, Pierce, Fenner & Smith Incorporated for over 22 years. Lepping holds multiple licenses and certifications, including the Series 7, 9, 10, 63, and 65 licenses. His firm Janney Montgomery Scott LLC is headquartered in Philadelphia, Pennsylvania and manages over $85 billion in assets. Lepping specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses. He also offers educational seminars on various financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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2
NY
09/11/2017 - Present
Janney Montgomery Scott LLC (MELVILLE NY)
NY
06/09/1995 - 09/05/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
05/05/1993 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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