Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Hermann is an active investment advisor representative with over 54 years of experience in the industry. William is currently registered with Osaic Wealth, Inc. and has previously worked with KMS Financial Services, Inc., Securities America, Inc., and First Allied Securities, Inc. He holds Series 7TO, Series 63, Series 65, Series 24, and Series 51 licenses, and is a Chartered Financial Consultant. William provides financial planning services, portfolio management for businesses and individuals, and pension consulting. He also offers educational seminars and assists with the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
06/14/2024 - Present
Osaic Wealth, Inc. (LAGRANDE OR)
OR
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (LAGRANDE OR)
OR
04/01/2008 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (LAGRANDE OR)
OR
07/09/1997 - 04/02/2008
FIRST ALLIED SECURITIES, INC. (LA GRANDE OR)
IN
01/03/1989 - 07/30/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
10/28/1969 - 07/30/1997
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
10/28/1969 - 07/30/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
12/28/1981 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
09/21/1984 - 01/09/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
05/25/1972 - 02/03/1977
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/10/1970 - 06/12/1972
UNITED SECURITIES COMPANY OF AMERICA
IA
Issued 11/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure William Hermann is the right advisor for you? Invested Better is here to help.
