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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Flannery is a financial advisor at Morgan Stanley. William has been in the industry since 2008 and has experience in providing investment advice to individuals, businesses, and institutions. William holds a Series 7, Series 31, and Series 55 license, as well as the Series 63 and Series 66 licenses. William has also passed the Securities Industry Essentials Examination (SIE). William is registered to offer investment advice in 30 states and the District of Columbia. William has previously worked at Broadpoint Amtech, Inc. and Jefferies & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/14/2011 - Present
Morgan Stanley (Purchase NY)
CT
06/29/2009 - 01/26/2010
BROADPOINT AMTECH, INC. (GREENWICH CT)
NY
01/10/2008 - 05/04/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
11/15/2007 - 01/09/2008
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 12/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 04/08/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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