Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Farrell is a financial advisor with over 35 years of experience in the financial industry. William is currently registered with Janney Montgomery Scott LLC, and has been with the firm since 2010. William has a strong track record of providing financial advice and guidance to individuals, families, and businesses. William has a deep understanding of the financial markets and a commitment to providing personalized service to clients. William is a highly respected financial advisor and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
06/17/2023 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
OH
02/08/2000 - 02/14/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/14/1999 - 01/26/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
10/07/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
05/04/1987 - 09/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1999
Series 14 - Compliance Officer Examination
BC
Issued 04/28/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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