Unclaimed
William Dendy is a financial advisor with Raymond James Financial Services Advisors, Inc., based in Dallas, TX. William has over 30 years of experience in the financial services industry. William is a Certified Financial Planner and holds the Series 3, 7, 24, 52, 53, and 63 licenses. William specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. William is also a licensed attorney and certified public accountant, which gives him a unique perspective on financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
04/01/2020 - Present
Raymond James Financial Services Advisors, Inc. (Dallas TX)
TX
10/15/2004 - 04/08/2020
LPL FINANCIAL LLC (DALLAS TX)
TX
03/31/1997 - 10/21/2004
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
NY
07/31/1993 - 04/17/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
09/24/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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