Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Edward Cartwright is a financial advisor with LPL Financial LLC. William has been in the financial services industry for over 17 years. William is a Certified Financial Planner and has a strong track record of helping clients achieve their financial goals. William is registered with the Securities and Exchange Commission (SEC) as a Registered Investment Advisor and with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. William is also licensed to sell insurance in multiple states. William has a strong background in financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/21/2021 - Present
LPL Financial LLC (OAK BROOK IL)
IL
05/06/2011 - 07/21/2021
WADDELL & REED (OAK BROOK IL)
IL
04/20/2011 - 04/29/2011
METLIFE SECURITIES INC. (OAK BROOK IL)
IL
04/12/2006 - 04/21/2011
FIRST INVESTORS CORPORATION (LOMBARD IL)
IA
Issued 05/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/08/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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