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William Edward Bausbacher

Hsbc Securities (usa) Inc.

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About William Edward Bausbacher

William Edward Bausbacher is a financial professional with over 20 years of experience in the industry. Currently, William is registered with HSBC Securities (USA) Inc. and has been since 2015. William has a wide range of experience in the financial services industry, having worked with Prudential Securities Incorporated and HSBC Securities (USA) Inc. previously. William is a Series 7, 99, SIE and Series 63 licensed professional. William has served clients including high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, and corporations and other businesses. William is also a registered investment adviser representative.

Firm Information

William Bausbacher is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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William Bausbacher’s Registration & Firm History

NY

03/23/2015 - Present

Hsbc Securities (usa) Inc. (NEW YORK NY)

NY

03/11/2004 - 09/08/2008

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

01/17/2000 - 05/16/2003

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NA

09/19/1989 - 05/30/1991

PRUDENTIAL SECURITIES INCORPORATED

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Licenses & Designations

BC

Issued 07/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2015

Series 99 - Operations Professional Examination

BC

Issued 01/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Edward Bausbacher.
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