Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Roundtree is a financial advisor with Synovus Securities, Inc. William has been in the financial services industry for over 10 years. William holds the Series 7, Series 63, and Series 65 licenses and the SIE certification. William is registered to offer investment advisory services in Alabama, Florida, Georgia, Mississippi, North Carolina, and Oklahoma. William has previously worked at SECurian Financial Services, Inc. and E*TRADE Securities LLC. William's areas of expertise include portfolio management for individuals and businesses, financial planning, and tax-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
06/26/2024 - Present
Synovus Securities, Inc. (NEWNAN GA)
GA
02/05/2016 - 04/21/2016
SECURIAN FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
04/29/2015 - 01/20/2016
E*TRADE SECURITIES LLC (ALPHARETTA GA)
IA
Issued 05/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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