Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Vanech is a financial advisor currently registered with Oppenheimer & Co. Inc. William has been in the industry since 1983 and has worked with multiple firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., SG Cowen Securities Corporation, Cowen & Co., Kidder, Peabody & Co. Incorporated and Advest, Inc. William holds the Series 63, 65, 7 and SIE licenses, as well as the Series 6TO. William is registered in 28 states and 2 provinces. William specializes in portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles. William has been with Oppenheimer & Co. Inc. since August 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
RI
09/17/2010 - Present
Oppenheimer & Co. Inc. (PROVIDENCE RI)
MA
06/01/2009 - 08/27/2010
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
09/03/1999 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
NY
07/01/1998 - 09/14/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
12/15/1993 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
05/03/1984 - 12/23/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/25/1983 - 04/03/1984
ADVEST, INC.
IA
Issued 2/23/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/9/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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