Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam E Ward is a financial advisor with Ameriprise Financial Services, LLC, with over 25 years of experience in the financial industry. William is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and holds licenses in several states including Florida, New Jersey, New York, Virginia, and Washington. William's previous employment history includes AEGIS CAPITAL CORP. and UBS FINANCIAL SERVICES INC. William has a strong track record of providing personalized financial advice to individuals, families, and businesses. William is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/12/2024 - Present
Ameriprise Financial Services, LLC (Boca Raton FL)
FL
10/31/2014 - 03/25/2020
AEGIS CAPITAL CORP. (BOCA RATON FL)
FL
12/09/2004 - 10/29/2014
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
TX
04/27/1998 - 08/18/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
06/10/1996 - 10/14/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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