Unclaimed
William E. Rurode is a financial advisor who has been in the industry since 2012. William is currently registered with Citizens JMP Securities, LLC and is licensed in Massachusetts. Previously, William was registered with CITIZENS CAPITAL MARKETS, CITIZENS SECURITIES, INC., and BANC OF AMERICA SECURITIES LLC. William has passed the Series 7, Series 79, SIE, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/01/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
MA
05/16/2016 - 08/01/2023
CITIZENS CAPITAL MARKETS (BOSTON MA)
MA
05/18/2015 - 05/16/2016
CITIZENS SECURITIES, INC. (BOSTON MA)
MA
07/21/2004 - 09/17/2007
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
BC
Issued 12/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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