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William E. Rurode

Citizens JMP Securities, LLC

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About William E. Rurode

William E. Rurode is a financial advisor who has been in the industry since 2012. William is currently registered with Citizens JMP Securities, LLC and is licensed in Massachusetts. Previously, William was registered with CITIZENS CAPITAL MARKETS, CITIZENS SECURITIES, INC., and BANC OF AMERICA SECURITIES LLC. William has passed the Series 7, Series 79, SIE, and Series 63 exams.

Firm Information

William Rurode is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Rurode’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

05/16/2016 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

MA

05/18/2015 - 05/16/2016

CITIZENS SECURITIES, INC. (BOSTON MA)

MA

07/21/2004 - 09/17/2007

BANC OF AMERICA SECURITIES LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 12/28/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William E. Rurode.
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