Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ocallaghan is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered with Wells Fargo Clearing Services, LLC, where he provides financial advice and investment management services to individuals and institutions. William has a broad range of experience, having worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. William is committed to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/13/2015 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
NY
04/25/1989 - 06/19/1989
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
NA
04/25/1989 - 05/04/1989
L.S. CANNON SECURITIES CORP.
NA
06/21/1988 - 01/05/1989
NATIONAL SECURITIES NETWORK, INC.
IA
Issued 11/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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