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William E Bradley

BMO Capital Markets Corp.

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About William E Bradley

William Bradley is a financial professional with over 10 years of experience in the industry. William has a strong background in securities trading and investment management. William is currently registered with BMO Capital Markets Corp. and previously held positions at HSBC Securities (USA) INC. and Spartan Capital Securities, LLC. William has a broad range of licenses and qualifications, including Series 7, 24, 27, 30, 57, 63, 99TO, and SIE exams. William specializes in portfolio management for pooled investment vehicles and is dedicated to providing clients with personalized financial advice and services.

Firm Information

William Bradley is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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William Bradley’s Registration & Firm History

NY

08/17/2021 - Present

BMO Capital Markets Corp. (New York NY)

NY

05/03/2019 - 08/16/2021

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

05/11/2015 - 02/19/2019

WHITAKER SECURITIES LLC (NEW YORK NY)

NY

09/19/2010 - 06/10/2013

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/08/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2017

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/15/2016

Series 30 - NFA Branch Manager Examination

BC

Issued 04/14/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2016

Series 57 - Securities Trader Exam

BC

Issued 04/25/2015

Series 3 - National Commodity Futures Examination

BC

Issued 09/17/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William E Bradley.
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