Unclaimed
William Dunnock Keene is a financial advisor with Empower Financial Services, Inc. based in Overland Park, Kansas. William has been working in the financial services industry since 1997 and holds Series 7TO, SIE, and Series 22 licenses. William is registered to offer securities and investment advice in 46 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
06/20/2024 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
TX
03/10/1997 - 04/11/1997
LONE STAR SECURITIES, INC. (ADDISON TX)
BC
Issued 04/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1997
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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