Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dunning is a financial professional with experience in the industry. William is currently registered with Fidelity Brokerage Services LLC. William previously worked with Digital Brokerage Services LLC, National Financial Services LLC and National Financial Services LLC. William Dunning has passed the Series 63, Series 10, Series 24, Series 99TO, SIE and Series 7 exams. William is registered in Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
11/08/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NJ
01/24/2023 - 03/22/2024
DIGITAL BROKERAGE SERVICES LLC (JERSEY CITY NJ)
MA
01/19/2023 - 03/22/2024
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
TX
06/11/2018 - 09/22/2021
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
BC
Issued 11/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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