Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Duffy Ford is a financial advisor with Herbert J. Sims & CO, Inc. based in Bloomington, Minnesota. William has been in the financial services industry since 1983. He holds the Series 63, Series 7, and SIE exams. William is registered in 29 states. Ford has prior experience with B. C. Ziegler and Company, RBC DAIN RAUSCHER INC., DAIN RAUSCHER INCORPORATED, DOUGHERTY, DAWKINS, STRAND & BIGELOW, INCORPORATED, and MILLER & SCHROEDER FINANCIAL, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
10/15/2010 - Present
Herbert J. Sims & CO, Inc. (BLOOMINGTON MN)
MN
08/22/2003 - 10/22/2010
B. C. ZIEGLER AND COMPANY (MINNETONKA MN)
NY
03/02/1998 - 08/29/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/14/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
08/24/1988 - 02/14/1994
DOUGHERTY, DAWKINS, STRAND & BIGELOW, INCORPORATED (MINNEAPOLIS MN)
NA
10/20/1983 - 08/31/1988
MILLER & SCHROEDER FINANCIAL, INC.
BC
Issued 10/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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