Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dudley Peyton is a financial advisor with over 27 years of experience in the industry. William is currently registered as an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. William holds Series 7, 9, 10, 31, and 65 licenses and has been registered in a number of states including Texas, North Carolina, New York, and California. Previously, William was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. William's professional experience includes working with high net worth individuals, corporations, and institutions. William offers a range of services, including investment consulting, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/03/2021 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
09/08/1995 - 07/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DURHAM NC)
IA
Issued 07/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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