Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dudley Miller is a financial advisor registered with Fidelity Brokerage Services LLC. William has been in the securities industry since June 2004. William is currently registered to provide securities related services in 53 states and is a Registered Representative with FINRA. In the past, William was also employed by Fidelity Investments Institutional Services Company, Inc. William holds licenses for Series 6, 7, 63, and 66, along with the SIE exam. William's registrations are in good standing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/01/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
TX
01/01/2008 - 02/12/2009
FIDELITY BROKERAGE SERVICES LLC (LEWISVILLE TX)
KY
07/18/2002 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
BC
Issued 06/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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