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William Dudley Gross

Commerce Street Capital, LLC

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About William Dudley Gross

William Dudley Gross is a financial professional with over 40 years of experience in the industry. William has held several positions at various firms, including Southwest Securities, Inc., Thomson McKinnon Securities Inc., and Schneider, Bernet & Hickman, Inc. William currently works at Commerce Street Capital, LLC, where he has been employed since September 2007. William is licensed in 11 states and holds several professional licenses, including Series 7, Series 5, Series 24, Series 63, and Series 99TO.

Firm Information

William Gross is currently registered with Commerce Street Capital, LLC. Commerce Street Capital, LLC is a Limited Liability Company formed in 2007 and approved in 52 states and the SEC. It is a registered investment advisor offering investment services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Gross’s Registration & Firm History

TX

09/18/2007 - Present

Commerce Street Capital, LLC (DALLAS TX)

TX

10/17/2005 - 10/03/2007

SAMCO CAPITAL MARKETS, INC. (DALLAS TX)

TX

02/03/2003 - 05/19/2006

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

07/07/2000 - 02/03/2003

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

TX

12/15/1995 - 09/01/2000

SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)

NA

08/18/1988 - 12/15/1995

SERVICE ASSET MANAGEMENT COMPANY

NA

02/04/1987 - 04/19/1988

SOUTHWEST SECURITIES, INC.

NA

05/21/1982 - 02/18/1987

THOMSON MCKINNON SECURITIES INC.

NA

05/24/1982 - 02/12/1985

SCHNEIDER, BERNET & HICKMAN, INC.

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Licenses & Designations

BC

Issued 06/05/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/28/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/1982

Series 7 - General Securities Representative Examination

BC

Issued 10/06/1981

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 22 public disclosures for William Dudley Gross. Review regulatory record here.
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