Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Duane Arnold has been in the financial services industry since April 23, 1998. William is currently registered with SEI Investments Distribution Co. and is licensed to provide securities advice in Pennsylvania. William has a history of working in the industry, having previously held positions at VANGUARD MARKETING CORPORATION and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. William has passed several industry exams including the Series 63, Series 7 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/25/2022 - Present
SEI Investments Distribution Co. (OAKS PA)
PA
11/13/1997 - 12/17/2020
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
03/12/1997 - 11/07/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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